The Law Offices of David Harrison, Esq. represent
investment professionals in FINRA / SEC regulatory proceedings and employment
matters, including wrongful termination, discrimination, harassment, U5 / U4
issues and forgivable loans. In addition, we represent investment professionals
who are either under investigation or have been indicted / arrested for white
collar crimes which include securities violations, fraud, insider trading,
embezzlement and theft.
If you are under investigation by either a brokerage
firm, FINRA/SEC or the government, been arrested by law enforcement or have
been terminated by your employer it is important not only to find an attorney
skilled in the law, but someone who knows the brokerage industry and understand
the customs and practice associated within it.
Mr. Harrison, Esq. is a former New York City
assistant district attorney and in-house attorney for Morgan Stanley Dean
Witter where he represented the firm and stock brokers from allegations of
wrongdoing. Mr. Harrison, Esq. also worked at Shearson Lehman Brothers where he
was Series Seven licensed.
For a free consultation contact Mr. Harrison,
Esq. at (877) 834-5580 or (310) 499-4732.