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Stock Broker Defense

David Harrison Law Offices

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The Law Offices of David Harrison, Esq. represent investment professionals in FINRA / SEC regulatory proceedings and employment matters, including wrongful termination, discrimination, harassment, U5 / U4 issues and forgivable loans. In addition, we represent investment professionals who are either under investigation or have been indicted / arrested for white collar crimes which include securities violations, fraud, insider trading, embezzlement and theft.

If you are under investigation by either a brokerage firm, FINRA/SEC or the government, been arrested by law enforcement or have been terminated by your employer it is important not only to find an attorney skilled in the law, but someone who knows the brokerage industry and understand the customs and practice associated within it.

Mr. Harrison, Esq. is a former New York City assistant district attorney and in-house attorney for Morgan Stanley Dean Witter where he represented the firm and stock brokers from allegations of wrongdoing. Mr. Harrison, Esq. also worked at Shearson Lehman Brothers where he was Series Seven licensed.

For a free consultation contact Mr. Harrison, Esq. at (877) 834-5580 or (310) 499-4732.

Free Consultation

Law Offices

9454 Wilshire Blvd
Suite 303
Beverly Hills, CA 90212

(310) 499.4732

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