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Stock Broker Defense

Employment Disputes

Practice Areas

If you have any type of dispute with your employer contact the Law Offices of David Harrison. We have a tremendous amount of knowledge and experience in the securities industry and have represented many financial advisors with stellar results.

Were you not paid your deferred compensation? Did your firm renege on your retention package? Did your firm amend your U4 when you were not the broker or record or when the allegation was not a sales practice violation? Did your firm lure you away from a successful practice promising the world but shortly after you arrived things turned into a nightmare? Were you harassed after you notified management of wrongdoing in the firm? These are only some of the cases where we represent individuals:

  • Deferred Compensation Disputes
  • Retention Package Disputes
  • Employment Agreements
  • CRD Expungements
  • Wrongful Termination
  • Whistleblower Litigation
  • Promissory Note Cases
  • Bonus Disputes
  • Deferred Compensation Disputes
  • Retention Package Disputes

If you believe you were wronged, due to statutes of limitations and/or rules of eligibility it is important that you contact an attorney immediately so you do not lose your right to bring legal recourse. Contact David Harrison, Esq. for a free consultation.

Free Consultation



Law Offices

9454 Wilshire Blvd
Suite 303
Beverly Hills, CA 90212

(310) 499.4732

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