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Stock Broker Defense

White Collar Crimes

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White-collar crime is a financially motivated, economic, non-violent crime committed for illegal monetary gain. White-collar crimes, especially in the brokerage industry are serious crimes where prison time, restitution and fines are often sought by the government. Customers bestow trust and confidence to a financial professional and when it is violated the authorities have an interest to prosecute, often to the fullest extent the law allows. The amount of money involved in the securities industry usually increases the sentencing guidelines. Securities laws are designed to protect the integrity of the market and to create an even playing field for investors. When these laws are violated the authorities have an obligation to prosecute.

Common types of white-collar crimes in the financial industry are as follows:

  • Securities Fraud
  • Wire Fraud
  • Embezzlement
  • Theft
  • Forgery
  • Insider Trading

If you are facing white-collar charges, you need the advice and counsel of an experienced and aggressive white-collar crime attorney immediately. Contact the Law Offices of David Harrison immediately for a free consultation.

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9454 Wilshire Blvd
Suite 303
Beverly Hills, CA 90212

(310) 499.4732

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